-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WhkluFxXtledVkN/2P6ZBxw9BNVpO69l6tViwkL6vY8JCAmTyzC/PVWUFefSQ08F H8/D3145ippXChzJLpCxlw== 0000897069-07-000291.txt : 20070206 0000897069-07-000291.hdr.sgml : 20070206 20070206114552 ACCESSION NUMBER: 0000897069-07-000291 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STOCKERYALE INC CENTRAL INDEX KEY: 0000094538 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042114473 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47779 FILM NUMBER: 07583180 BUSINESS ADDRESS: STREET 1: 32 HAMPSHIRE ROAD CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038938778 MAIL ADDRESS: STREET 1: 32 HAMPSHIRE ROAD CITY: SALEM STATE: NH ZIP: 03079 FORMER COMPANY: FORMER CONFORMED NAME: STOCKER & YALE INC DATE OF NAME CHANGE: 19950623 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VAN WAGONER CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001033258 IRS NUMBER: 943235240 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 755 SANSOME STREET STREET 2: SUITE 350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158355000 MAIL ADDRESS: STREET 1: 755 SANSOME STREET STREET 2: SUITE 350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G/A 1 cmw2558.htm AMENDMENT NO. 6

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 6)*


STOCKERYALE, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

86126T203

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  [X] Rule 13d-1(b)
 
[   ]

Rule 13d-1(c)
 
[   ]

Rule 13d-1(d)


* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 3 Pages




CUSIP No. 86126T203






1




NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Van Wagoner Capital Management, Inc. - 94-3235240

2



CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)



(a)   [  ]
(b)   [X]

3


SEC USE ONLY


4


CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware



NUMBER OF

SHARES
5



SOLE VOTING POWER

-0-

BENEFICIALLY

OWNED
6



SHARED VOTING POWER

-0-

BY EACH

REPORTING
7



SOLE DISPOSITIVE POWER

156,2501

PERSON WITH:

8


SHARED DISPOSITIVE POWER

-0-



9



AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

156,2501

10  



CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
Not Applicable

[  ]
11  



PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.5%1

12  



TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

IA



1 Includes 156,250 shares of Common Stock issuable upon the exercise of immediately exercisable warrants (with the percent ownership calculated based upon an aggregate of 33,173,680 shares outstanding as of November 6, 2006, and assuming the exercise of the warrants to purchase 156,250 shares by the reporting person).



Page 2 of 3 Pages



CUSIP No. 86126T203

        This Amendment No. 6 to the undersigned’s Schedule 13G, which was originally filed on February 8, 2002 (the “Schedule 13G”) with regard to StockerYale, Inc. (the “Issuer”) is being filed to amend Items 4 and 5 of the Schedule 13G. Except as expressly stated herein, there have been no material changes in the information set forth in the Schedule 13G.

Item 4. Ownership

  Van Wagoner Capital Management, Inc.

  (a) Amount Beneficially Owned:  156,250

  (b) Percent of Class:  0.5%

  (c) Number of shares as to which such person has:

  (i) sole power to vote or to direct the vote:  -0-

  (ii) shared power to vote or to direct the vote:  -0-

  (iii) sole power to dispose or to direct the disposition of:  156,250

  (iv) shared power to dispose or to direct the disposition of: -0-

Item 5. Ownership of Five Percent or Less of a Class.

  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |X|.

SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 29, 2007

VAN WAGONER CAPITAL MANAGEMENT, INC.


 
By:  /s/ Garrett R. Van Wagoner
         Garrett R. Van Wagoner, President


Page 3 of 3 Pages

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